Independent Financial Advisor  ·  Winterset, Iowa

Retirement planning built to hold up — not just grow up.

I help Iowa families within 10 years of retirement build strategies that grow when markets rise and don't collapse when they don't. Plain talk, no jargon, and a phone number you can actually call.

Why families work with me

27 years in risk management
Corporate background — I understand what can go wrong
Affiliated with ZEGA Investments
SEC-registered RIA with institutional-grade hedged strategies
Focused on pre-retirees & retirees
Ages 50–65 with $250K+ in investable assets
Iowa-based. Locally available.
Serving Madison County and surrounding communities

What I Do

Services built around your retirement

🛡️
Hedged Investment Management

ZEGA's Buy & Hedge strategies capture 65–80% of market upside while limiting downside losses to roughly 8–10% in any 12-month period. Growth with a built-in seatbelt.

📋
Retirement Income Planning

We map out how your Social Security, savings, and investments work together to produce reliable income — and stress-test that plan against real market scenarios.

💼
Life & Long-Term Care Insurance

The right insurance completes a retirement plan. I help clients evaluate traditional LTC, hybrid policies, and life insurance options that fit their situation and budget.

📊
Tax-Smart Retirement Strategies

Iowa's retirement income exemption, Roth conversions, RMD planning — coordinated to reduce what you hand to the IRS and keep more working for you.

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Rollover & 401(k) Transitions

Leaving a job or approaching retirement? I help you move employer retirement accounts into strategies that fit your new chapter — without triggering unnecessary taxes.

How We Work Together

The 4-D Retirement Process

Every client relationship follows the same four-stage framework. It keeps us focused on what matters and ensures nothing falls through the cracks — especially the step most advisors skip.

01
Discover
Know Your Current Risk

We start with a clear picture of where you are — assets, income sources, risk tolerance, and what a bad market year would actually cost you.

02
Develop
Build the Right Strategy

We design a plan that matches your retirement timeline and income needs — with strategies that don't require you to guess which way the market will go.

03
Do
Execute with Confidence

We put the plan in motion and keep it running — with regular reviews and adjustments as your life and the markets change.

04
Defend
Protect What You've Built

This is where most plans stop short. The Defend stage adds a volatility shield that absorbs market shocks — so one bad year doesn't derail everything.

ZEGA Strategies

Client & Prospect Resources

Tools to help you plan smarter

Whether you're an existing client or just getting started, these tools give you direct access to your accounts and help you think through your retirement picture.

ZEGA Investments
RIA Partner

Backed by ZEGA Investments — institutional strategies for individual investors

ZEGA is an SEC-registered investment advisor specializing in options-based hedging strategies that have served advisors and their clients since 2011. As a ZEGA-affiliated advisor, I bring their institutional-grade strategies to families in Iowa who want growth with real downside protection — not just diversification.

About Ken

A different kind of financial advisor

Ken Luckinbill
Ken Luckinbill
Independent Financial Advisor  ·  Winterset, Iowa

I spent 27 years managing risk for corporations before I became a financial advisor. That background shapes everything about how I work. I'm trained to look for what can go wrong — and build plans that hold up when it does.

I started Luckinbill Financial Advisors because I kept seeing the same thing: good, hardworking Iowa families getting within five years of retirement and realizing their savings had no protection against a bad market year. I specialize in strategies that let your money grow while shielding it from the kind of losses that derail retirement plans.

I live and work in Winterset. I'm a member of my local church, a private pilot, and a believer in the kind of straight-talk financial advice that doesn't require a Wall Street dictionary.

27 Yrs Risk Management ZEGA-Affiliated Advisor Winterset, Iowa Pre-Retiree Specialist Long-Term Care Planning Iowa Tax Planning
Schedule a free conversation →

Free Resource

The Volatility Shield Guide

What would a 35% market drop do to your retirement date?

This free 12-page guide walks through the real math of market losses — and how a volatility shield strategy can protect your retirement savings without sitting on the sidelines.

  • Why the rebound math after big losses is brutal — and what to do about it
  • How a hedged portfolio held up in 2008, 2020, and 2022
  • Where protection fits in your overall retirement plan
  • A checklist to assess your current risk exposure

Get your free copy — no obligation, no spam.

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